Recent Posts
- Series 79 - Limited Representative - Investment Banking is now effective
- Burch to Attend Upcoming 2009/2010 Conferences
- Randy Burch to Speak at Upcoming Kansas City Forum
- FINRA Creates New Examination Requirements for Investment Bankers
- SEC Rules Against Intermediary in the PIPEs Market
- M&A Registered Rep Map
- Evidence that Securities Licensing Issue is Heating Up at State Level
- Recording of Webinar Available: "Securities Licensing - Is it for Me?"
- Getting Securities Licensed with an Existing Broker/Dealer
- Keynote Speaker at M&A Source to discuss Securities Compliance
